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What is the procedure for guarding against defects and deficiencies before and during the execution of the work?
Quality assurance
Quality control
Quality management
Quality monitoring
CSI distinguishes clearly between quality assurance (QA) and quality control (QC):
Quality assurance focuses on procedures, planning, and processes established before and during the work to prevent defects and deficiencies. It’s proactive and process-oriented—things like qualifications, mock-ups, preinstallation conferences, submittal review, and establishing methods.
Quality control focuses on inspection, tests, and verification of completed or in-progress work to identify defects and verify that requirements are met. It is more reactive and product-oriented.
The question asks for the procedure for guarding against defects and deficiencies before and during execution of the work, which clearly points to quality assurance—the preventive system of checks and requirements set up in advance and applied as the work proceeds.
Therefore, Option A – Quality assurance is correct.
Why the other options are not correct:
B. Quality control – QC is about testing and inspection of the finished or in-progress work to detect defects, not primarily about guarding against them through advance procedures.
C. Quality management – This is an overarching concept that can include both QA and QC but is not the specific procedural term CSI uses in the documents and Division 01 sections.
D. Quality monitoring – Not a standard CSI technical term in the same formal sense as quality assurance and quality control.
Key CSI-Oriented References (titles only, no links):
CSI Construction Specifications Practice Guide – sections on “Quality Requirements” and the distinction between QA and QC.
CSI Project Delivery Practice Guide – Design and Construction Phase quality processes.
CSI CDT Body of Knowledge – “Quality Requirements in Division 01 and Technical Sections.”
When should a post-occupancy evaluation by the facility manager be performed?
At the end of the correction period
Three to six months after initial occupancy
Just before the end of the warranty period
One year after substantial completion
Comprehensive and Detailed Explanation From Exact Extract (CSI-based)
CSI describes post-occupancy evaluation (POE) as a review of how the completed facility is performing for its users and operations staff, compared to the Owner’s Project Requirements (OPR). For the evaluation to be meaningful:
The facility must have been occupied long enough for systems and spaces to be used under normal operating conditions.
It should happen early enough that findings can inform warranty corrections, adjustments, and future projects.
CSI’s practice guidance indicates that POEs are typically performed several months after initial occupancy, often in the range of three to six months, when occupants have adjusted to the building and operational patterns are established but the project is still within the correction/warranty period. That aligns with Option B.
Why the others are less suitable:
A. At the end of the correction period and C. Just before the end of the warranty period – these are usually around one year; waiting this long reduces the time available to act on findings while warranties are in force.
D. One year after substantial completion – also generally coincides with warranty expiration; by then, significant issues may have already affected operations without being captured early.
Relevant CSI references:
CSI Project Delivery Practice Guide – sections on facility management, occupancy, and post-occupancy evaluation.
CSI CDT Body of Knowledge – material on owner and facility manager activities during occupancy.
To obtain progress payments, the contractor must submit an application for payment itemized in accordance with what?
The construction schedule
The subcontractor’s invoices
The schedule of values
The percentage of completion
CSI describes the schedule of values as the breakdown of the contract sum allocated to portions of the work (often by specification section, building system, or major components). It is used as the basis for reviewing progress payments.
In CSI-aligned practice:
Before the first application for payment, the contractor submits a schedule of values to the A/E for review.
Each line item represents a portion of the work with an assigned dollar amount.
Every application for payment is itemized against that schedule—showing the percentage complete and corresponding dollar amount for each item.
Thus, the contractor’s application is organized and itemized in accordance with the schedule of values, enabling the A/E and owner to evaluate progress in a consistent, transparent way. That matches Option C.
Why the others are incomplete or incorrect in this context:
A. The construction schedule – The construction schedule shows time and sequencing, not the cost breakdown used to itemize payment requests.
B. The subcontractor’s invoices – These may support the contractor’s internal accounting but do not define how the application for payment must be structured for the owner.
D. The percentage of completion – Percentage of completion is important, but it is applied to each line item in the schedule of values. The question asks what the application must be itemized in accordance with, which is the schedule of values, not just percentages.
CSI-aligned references (no URLs):
CSI Project Delivery Practice Guide – sections on construction phase payment procedures.
CSI CDT Body of Knowledge – payment applications and use of schedule of values.
Standard conditions of the contract as discussed in CSI materials – provisions on progress payments.
The general principle to which architects and engineers have a duty to clients and society at large to practice is defined as "taking the same course of action as another reasonable and prudent architect or engineer in the same geographic area would have taken under the same circumstances" is known by what term?
Professional standard of care
Due diligence
Performance based requirement
Spearin doctrine
Comprehensive and Detailed Explanation From Exact Extract (CSI-aligned, paraphrased)
In CSI’s project delivery and contract administration guidance, the architect’s/engineer’s fundamental professional obligation is described in terms of the “standard of care.”
In the context of design and construction:
Professional standard of care is the legal and professional benchmark used to judge the A/E’s performance.
It is commonly defined as: what a reasonable and prudent design professional, with similar training and experience, in the same discipline and geographic area, would have done under similar circumstances.
CSI emphasizes that the A/E does not guarantee a perfect result or an error-free project, but must act with the skill and care ordinarily exercised by professionals practicing under comparable conditions.
This language and concept are used throughout CSI’s CDT body of knowledge when explaining A/E responsibilities, liability, and expectations under the Owner–A/E Agreement and within the General Conditions of the Contract.
Therefore, the principle described in the question exactly matches Option A – Professional standard of care.
Why the other options are incorrect in CSI/CDT context:
B. Due diligence“Due diligence” is a general legal/business term meaning a thorough and careful effort to investigate or act before making a decision (e.g., feasibility studies, site investigations, or reviewing existing conditions). While A/Es certainly must exercise due diligence, the formal, recognized term for the duty described in the question (reasonable and prudent professional in same area and conditions) is the “standard of care,” not “due diligence.”
C. Performance based requirementThis relates to performance specifications, where the documents define the required results or performance criteria (e.g., energy use, strength, capacity), and the contractor or supplier selects means and methods or products to meet those criteria. It is not a legal or professional duty of A/Es, but rather a type of specification language.
D. Spearin doctrineThe Spearin doctrine (from a U.S. Supreme Court case) holds that when the owner provides plans and specifications, the owner implicitly warrants their adequacy; if the contractor constructs the work according to those plans/specifications and the result is defective due to errors in them, the contractor may not be responsible for that defect. This doctrine concerns owner–contractor risk allocation, not the A/E’s professional duty described in the question.
Key CSI-Related References (titles only, no links):
CSI Project Delivery Practice Guide – chapters on Design Professionals’ Roles, Standard of Care, and Liability.
CSI Construction Specifications Practice Guide – discussions on A/E responsibilities in preparing specifications and coordinating documents.
CSI CDT Exam Study Materials – sections addressing professional standard of care and legal concepts affecting design professionals.
When do negotiations take the place of bidding?
When exact quantities of work cannot be determined.
When a publicly funded project's lowest bid exceeds the budget.
When the contractor has defaulted on insurance premiums.
When the owner and contractor have established a level of trust.
Comprehensive and Detailed Explanation From Exact Extract (CSI-based)
CSI distinguishes between competitive bidding and negotiated procurement:
Competitive bidding: multiple contractors submit sealed bids based on a complete set of contract documents. Award is usually based primarily on lowest responsive, responsible bid, especially in public work.
Negotiated procurement (negotiated contract): the owner selects one contractor (sometimes a small shortlist) and negotiates price, scope, and terms directly rather than relying on competitive bidding.
CSI notes that negotiated contracts are most often used in the private sector, where owners:
Have ongoing relationships with certain contractors,
Value qualifications, performance history, and trust,
May have complex or fast-track projects where early contractor involvement is desired.
Thus, negotiations typically take the place of bidding when there is a pre-existing relationship and trust between the owner and contractor and the owner chooses to negotiate rather than seek competitive bids. That aligns directly with Option D.
Why the other options are incorrect:
A. When exact quantities of work cannot be determined.When quantities are uncertain, a unit-price contract or allowances may be used, but the contractor may still be selected by competitive bidding. Uncertain quantities do not by themselves require a negotiated contract.
B. When a publicly funded project's lowest bid exceeds the budget.For public work, procurement is usually governed by statute. If bids exceed the budget, the typical actions are rebidding, revising scope, or obtaining additional funding—not simply switching to negotiation with one bidder.
C. When the contractor has defaulted on insurance premiums.Insurance problems are a responsibility/qualification issue, not a reason for negotiation to replace bidding. In fact, such a contractor may be deemed not responsible, and thus ineligible for award.
Key CSI References (titles only):
CSI Project Delivery Practice Guide – sections on Procurement, Competitive Bidding vs. Negotiated Contracts.
CSI Construction Specifications Practice Guide – discussions of procurement methods and contract award.
CSI CDT Body of Knowledge – “Bidding and Negotiation” and “Owner’s Selection of Contractor.”
Why should project closeout meetings be held?
To set substantial completion
To resolve subcontractor disputes
To commission the project for occupancy
To review handover procedures and activities
In CSI’s description of the project life cycle and construction phase services, project closeout is treated as a structured, coordinated process involving the owner, A/E, and contractor. A closeout meeting (or series of meetings) is recommended to:
Review all required closeout procedures such as punch list completion, testing, training, record documents, warranties, and final cleaning.
Clarify responsibilities and timelines for each party in achieving substantial and final completion.
Coordinate handover activities, including delivery of O&M manuals, as-built/record documents, warranties, spare parts, keys, and access codes.
Confirm the sequence for inspections, certifications, and the process toward final payment and release.
Thus the primary purpose of a closeout meeting is to review and coordinate handover procedures and activities, making D the correct answer.
Why the other choices do not match CSI’s intent for closeout meetings:
A. To set substantial completionSubstantial completion is established by contract definition and certification, usually when the work is sufficiently complete for the owner’s beneficial use and occupancy. The closeout meeting may discuss the path to substantial completion, but it does not exist just to “set” that date.
B. To resolve subcontractor disputesDisputes may be addressed through separate claim and dispute resolution procedures outlined in the Conditions of the Contract. While closeout meetings might note open issues, their primary purpose is coordination of closeout and handover, not serving as a dispute-resolution forum.
C. To commission the project for occupancyCommissioning is a structured process of testing and verifying systems performance, typically running in parallel with late construction and early operation. The closeout meeting coordinates requirements (e.g., commissioning reports) but commissioning itself is carried out through separate technical procedures and field activities, not simply by holding a meeting.
Key CSI-aligned references (no URLs):
CSI Project Delivery Practice Guide – chapters on Construction Phase and Project Closeout.
CSI CDT Body of Knowledge – content on construction phase services, closeout procedures, and documentation.
Standard A/E service descriptions aligned with CSI concepts for project closeout and handover.
Which of the following establishes a baseline from which deviations are identified?
General requirements
Supplementary conditions
Project manual
General conditions
Comprehensive and Detailed Explanation From Exact Extract (CSI-Based)
According to the Construction Specifications Institute (CSI) and CDT exam content, the General Conditions of the Contract form the foundational “baseline” set of administrative, procedural, and legal requirements for every construction contract. All other contracting documents—including Supplementary Conditions, Division 01, and specification sections—are modified in relation to this baseline.
Why the Correct Answer Is General Conditions (Option D)
CSI practice guides describe the General Conditions as:
The standard baseline document for project relationships, responsibilities, rights, and procedures.
The “default” set of requirements unless modified by Supplementary Conditions or Division 01.
The document against which all deviations must be clearly identified, especially when supplementary or project-specific requirements alter the standard conditions.
General Conditions define or baseline:
Roles and responsibilities of owner, contractor, A/E
Contract time, payments, changes, submittals, inspections
Dispute resolution
Site conditions, insurance, and protection of work
CSI emphasizes that the General Conditions do not change for each project unless Supplementary Conditions modify them, which reinforces that they form the baseline.
Why the Other Options Are Incorrect
A. General Requirements (Division 01)
Division 01 sections coordinate the administrative and procedural requirements for the project, but they expand upon or modify the General Conditions—not the other way around. They cannot be the baseline because they themselves rely on the baseline established in the General Conditions.
B. Supplementary Conditions
These modify the General Conditions to address project-specific legal or regulatory requirements (e.g., bonding, liquidated damages, insurance). They create deviations, not the baseline from which deviations are identified.
C. Project Manual
The Project Manual is a collection of documents—including bidding requirements, contract forms, General Conditions, Supplementary Conditions, and specifications. It is not itself the baseline; it contains the baseline (the General Conditions).
Key CSI References
CSI Project Delivery Practice Guide – Chapters on Procurement and Contracting, discussing General Conditions as the base document for rights, responsibilities, and procedures.
CSI Construction Specifications Practice Guide – Sections on Contract Documents hierarchy and coordination.
CSI CDT Body of Knowledge – Contractual relationships and use of General Conditions as baseline documents.
Which type of warranty is used to provide a remedy to the owner for material defects or failures after completion and acceptance of construction?
Warranty of title
Implied warranty of merchantability
Purchase warranty
Extended warranty
Comprehensive and Detailed Explanation From Exact Extract (CSI-based)
CSI’s treatment of warranties in construction distinguishes among several types, including:
Warranty of title – assures that the seller/contractor has good title to goods and that they are free of liens or claims.
Implied warranties – such as merchantability and fitness for a particular purpose, arising under applicable law for goods.
Express warranties – explicitly stated in the contract documents or manufacturer literature, which may include extended warranties.
In the construction context, CSI’s project delivery and specification guidance emphasizes that extended warranties (often called special warranties in specifications):
Survive completion and acceptance of the project.
Provide remedies to the owner for defects in materials and/or workmanship that appear after substantial completion, often beyond the standard one-year correction period.
Are commonly used for critical building components (e.g., roofing systems, waterproofing, major equipment) and may run for 5, 10, or more years.
This directly matches the question’s language: a warranty “used to provide a remedy to the owner for material defects or failures after completion and acceptance of construction.” That is precisely the purpose of an extended warranty in CSI-style contract documents and specifications, making Option D correct.
Why the other options are incorrect:
A. Warranty of titleThis deals with ownership and freedom from liens, not performance of materials or systems after completion. It does not address post-completion material defects.
B. Implied warranty of merchantabilityThis is a legal concept for goods: that they are fit for ordinary purposes. While it may apply in background law, it is not the specific contractual tool that owners rely on in construction documents to secure long-term remedies for material defects.
C. Purchase warranty“Purchase warranty” is not a standard CSI-defined category of construction warranty. Product or manufacturer warranties may be obtained at purchase, but the CSI terminology used in specifications and project delivery guidance is typically standard warranty, special warranty, or extended warranty, not “purchase warranty.”
Key CSI References (titles only):
CSI Project Delivery Practice Guide – sections on Warranties, Guarantees, and the Correction Period.
CSI Construction Specifications Practice Guide – guidance on specifying warranties (including extended warranties) in Division 01 and technical sections.
CSI CDT Body of Knowledge – “Contract Provisions: Warranties and Guarantees.”
A drawing set arranged in the following order is an example of what type of drawing organization?
Cover Sheet, Sheet Index, Life Safety, Demolition, Civil, Landscaping, Architectural, Interiors, Structural, Mechanical, Electrical, Plumbing, Fire Protection
Traditional drawing set organization
Uniform Drawing System
AIA CAD Layer Guidelines
BIM Implementation
CSI, together with other organizations, developed the Uniform Drawing System (UDS) as part of the National CAD Standard. The UDS provides:
Standard sheet identification and discipline designations
A recommended order for drawing disciplines within a set of contract documents
Consistent organization to help all project participants find information efficiently
The UDS discipline order groups drawings by discipline in a typical sequence, for example:
General (G) – often includes Cover Sheet, Sheet Index, Life Safety
Civil (C)
Landscape (L)
Architectural (A)
Interiors (I)
Structural (S)
Mechanical (M)
Electrical (E)
Plumbing (P)
Fire Protection (FP)(and additional disciplines as needed)
The order given in the question:
Cover Sheet, Sheet Index, Life Safety, Demolition, Civil, Landscaping, Architectural, Interiors, Structural, Mechanical, Electrical, Plumbing, Fire Protection
matches the intent of the Uniform Drawing System discipline grouping and ordering:
The initial items (Cover Sheet, Sheet Index, Life Safety, Demolition) fit within the General / Architectural front sections.
Then the disciplines follow in a sequence consistent with UDS recommendations: Civil → Landscape → Architectural → Interiors → Structural → Mechanical → Electrical → Plumbing → Fire Protection.
Therefore, this is an example of UDS-based drawing set organization, which corresponds to Option B – Uniform Drawing System.
Why the other options are incorrect:
A. Traditional drawing set organization“Traditional” is vague and not a CSI-standardized system. The sequence in the question clearly follows a recognized CSI / NCS discipline order, not just an informal tradition.
C. AIA CAD Layer GuidelinesThe AIA CAD Layer Guidelines address layer naming conventions in CAD files, not the order of sheets in a printed / published drawing set.
D. BIM ImplementationBIM is about digital building information models and processes. It does not by itself define a sheet order; the sheet organization is still typically based on CSI / UDS discipline sequence, even on BIM projects.
Relevant CSI / CDT References (titles only, no links):
CSI / National CAD Standard – Uniform Drawing System (UDS) documentation on discipline designators and sheet ordering.
CSI Project Delivery Practice Guide – discussions of drawing organization and coordination with specifications.
mentation
Answer: A
Which of the following should be avoided when specifying warranties?
Requiring or permitting a warranty that strengthens the owner's rights
Requiring minimum warranty coverage available for a particular product
Including language to require warranties extending beyond the contractor's one-year correction period
Relying on a warranty as a substitute for thorough investigation of a product and its manufacturer
Comprehensive and Detailed Explanation From Exact Extract (CSI-based)
In CSI practice (as reflected in the CSI Construction Specifications Practice Guide and CDT study materials), warranties are treated as supplemental protection for the owner, not as a primary quality-control method. CSI emphasizes that the specifier should carefully research products, manufacturers, and performance history, and that the specifications should clearly define the required quality, performance criteria, and execution. A warranty cannot compensate for poor product selection or incomplete specification of performance and quality.
Because of this, relying on a warranty as a substitute for thorough investigation of a product and its manufacturer (Option D) is specifically contrary to CSI guidance. CSI’s approach is:
First: proper investigation and evaluation of the product and manufacturer (technical suitability, history, service, financial stability).
Second: clear, enforceable specifications stating performance and quality requirements.
Third: warranties as an additional contractual obligation, not a replacement for the first two.
That is exactly what Option D fails to do, so it is the practice that should be avoided.
Why the other options are acceptable in CSI terms:
Option A – Requiring or permitting a warranty that strengthens the owner’s rightsCSI allows and often encourages warranties that provide greater protection than the default legal warranties, so long as they are realistic, coordinated with the contractor and manufacturer, and enforceable. Strengthening the owner’s rights through clear warranty language is consistent with CSI’s recommended practice, not something to avoid.
Option B – Requiring minimum warranty coverage available for a particular productIt is normal in CSI-style specifications to state a minimum warranty duration or coverage (for example, “not less than 5 years” for roofing). This sets a clear baseline of expectations and is fully compatible with CSI guidance, provided it matches industry practice and project needs.
Option C – Including language to require warranties extending beyond the contractor’s one-year correction periodCSI explicitly distinguishes between the contractor’s correction period (often one year, as described in the General Conditions) and longer manufacturer warranties (e.g., 5, 10, or 20 years). It is routine and appropriate for specifications to require manufacturer warranties that extend beyond the one-year correction period, especially for major building envelope or equipment systems. CSI materials show these longer warranties as normal practice, not something to avoid.
So, under CSI’s Construction Specifications Practice and CDT body of knowledge, the clearly incorrect—and therefore “to be avoided”—practice is Option D: counting on a warranty instead of doing the proper technical due diligence and specifying performance and quality requirements.
CSI reference concepts:
CSI Construction Specifications Practice Guide – chapters on warranties and product selection (discussing warranties as supplemental protection, not a substitute for proper specifying).
CSI CDT Study Materials – sections on Division 01, product selection, and quality assurance/quality control versus warranties.
TESTED 23 Nov 2025
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