SPLK-2002 Exam Dumps - Splunk Enterprise Certified Architect Questions and Answers

According to Splunk’s Enterprise Security (ES) Installation and Sizing Guide, the majority of processing and computational load generated by the Splunk App for Enterprise Security is concentrated on the Search Head(s).

This is because Splunk ES is built around a search-driven correlation model — it continuously runs scheduled correlation searches, data model accelerations, and notables generation jobs. These operations rely on the search head tier’s CPU, memory, and I/O resources rather than on indexers. ES also performs extensive data model summarization, CIM normalization, and real-time alerting, all of which are search-intensive operations.

While indexers handle data ingestion and indexing, they are not heavily affected by ES beyond normal search request processing. The Cluster Manager only coordinates replication and plays no role in search execution, and Heavy Forwarders serve as data collection or parsing points with minimal analytical load.

Splunk officially recommends deploying ES on a dedicated Search Head Cluster (SHC) to isolate its high CPU and memory demands from other workloads. For large-scale environments, horizontal scaling via SHC ensures consistent performance and stability.

References (Splunk Enterprise Documentation):

• Splunk Enterprise Security Installation and Configuration Guide

• Search Head Sizing for Splunk Enterprise Security

• Enterprise Security Overview – Workload Distribution and Performance Impact

• Splunk Architecture and Capacity Planning for ES Deployments

According to the Splunk documentation1, indexer cluster knowledge bundles are the configuration files that the cluster master distributes to the peer nodes as part of the cluster configuration bundle. The knowledge bundles contain the knowledge objects, such as event types, tags, lookups, and so on, that are relevant for indexing and searching the data. The cluster master creates the knowledge bundles by merging the app-name/default and app-name/local directories from the apps that reside on the master node. The cluster master then pushes the knowledge bundles to the peer nodes, where they reside under the $SPLUNK_HOME/var/run directory2. The other options are false because:

Only app-name/local is pushed. This is false because the cluster master pushes both the app-name/default and app-name/local directories, after merging them, to the peer nodes. The app-name/local directory contains the local customizations of the app configuration, while the app-name/default directory contains the default app configuration3.

Only app-name/default is pushed. This is false because the cluster master pushes both the app-name/default and app-name/local directories, after merging them, to the peer nodes. The app-name/default directory contains the default app configuration, while the app-name/local directory contains the local customizations of the app configuration3.

app-name/default and app-name/local are pushed without change. This is false because the cluster master merges the app-name/default and app-name/local directories before pushing them to the peer nodes. This ensures that the peer nodes have the latest and consistent configuration of the apps3.

The splunk rebuild command is used for thawing the archive bucket. Thawing is the process of restoring frozen data back to Splunk for searching. Frozen data is data that has been archived or deleted from Splunk after reaching the end of its retention period. To thaw a bucket, the user needs to copy the bucket from the archive location to the thaweddb directory under SPLUNK_HOME/var/lib/splunk and run the splunk rebuild command to rebuild the .tsidx files for the bucket. The splunk collect command is used for collecting diagnostic data from a Splunk instance. The splunk convert command is used for converting configuration files from one format to another. The splunk dbinspect command is used for inspecting the status and properties of the buckets in an index.

The following may explain the problem of why a colleague cannot see the src_ip field in their search results: The field was extracted as a private knowledge object, and the colleague did not explicitly use the field in the search and the search was set to Fast Mode. A knowledge object is a Splunk entity that applies some knowledge or intelligence to the data, such as a field extraction, a lookup, or a macro. A knowledge object can have different permissions, such as private, app, or global. A private knowledge object is only visible to the user who created it, and it cannot be shared with other users. A field extraction is a type of knowledge object that extracts fields from the raw data at index time or search time. If a field extraction is created as a private knowledge object, then only the user who created it can see the extracted field in their search results. A search mode is a setting that determines how Splunk processes and displays the search results, such as Fast, Smart, or Verbose. Fast mode is the fastest and most efficient search mode, but it also limits the number of fields and events that are displayed. Fast mode only shows the default fields, such as _time, host, source, sourcetype, and _raw, and any fields that are explicitly used in the search. If a field is not used in the search and it is not a default field, then it will not be shown in Fast mode. The events are tagged as communicate, but are missing the network tag, and the Typing Queue, which does regular expression replacements, is blocked, are not valid explanations for the problem. Tags are labels that can be applied to fields or field values to make them easier to search. Tags do not affect the visibility of fields, unless they are used as filters in the search. The Typing Queue is a component of the Splunk data pipeline that performs regular expression replacements on the data, such as replacing IP addresses with host names. The Typing Queue does not affect the field extraction process, unless it is configured to do so

A dedicated deployment server is a Splunk instance that manages the distribution of configuration updates and apps to a set of deployment clients, such as forwarders, indexers, or search heads. A dedicated deployment server should be used when there are more than 50 deployment clients, because this number exceeds the recommended limit for a non-dedicated deployment server. A non-dedicated deployment server is a Splunk instance that also performs other roles, such as indexing or searching. Using a dedicated deployment server can improve the performance, scalability, and reliability of the deployment process. Option C is the correct answer. Option A is incorrect because the number of search peers does not affect the need for a dedicated deployment server. Search peers are indexers that participate in a distributed search. Option B is incorrect because the number of apps to deploy does not affect the need for a dedicated deployment server. Apps are packages of configurations and assets that provide specific functionality or views in Splunk. Option D is incorrect because the number of server classes does not affect the need for a dedicated deployment server. Server classes are logical groups of deployment clients that share the same configuration updates and apps12

1: https://docs.splunk.com/Documentation/Splunk/9.1.2/Updating/Aboutdeploymentserver 2: https://docs.splunk.com/Documentation/Splunk/9.1.2/Updating/Whentousedeploymentserver

Multiple search pipelines should be enabled only if CPU and memory resources are significantly under-utilized. Search pipelines are the processes that execute search commands and return results. Multiple search pipelines can improve the search performance by running concurrent searches in parallel. However, multiple search pipelines also consume more CPU and memory resources, which can affect the overall system performance. Therefore, multiple search pipelines should be enabled only if there are enough CPU and memory resources available, and if the system is not bottlenecked by disk I/O or network bandwidth. The number of concurrent users, the disk IOPS, and the Splunk Enterprise version are not relevant factors for enabling multiple search pipelines

As a best practice, the internal licensing logs should be stored on the license server. The license server is a Splunk instance that manages the distribution and enforcement of licenses in a Splunk deployment. The license server generates internal licensing logs that contain information about the license usage, violations, warnings, and pools. The internal licensing logs should be stored on the license server itself, because they are relevant to the license server’s role and function. Storing the internal licensing logs on the license server also simplifies the license monitoring and troubleshooting process. The internal licensing logs should not be stored on the indexing layer, the deployment layer, or the search head layer, because they are not related to the roles and functions of these layers. Storing the internal licensing logs on these layers would also increase the network traffic and disk space consumption

According to the Splunk documentation1, a bucket within a clustered index contains two key types of files: the raw data in compressed form (rawdata) and the indexes that point to the raw data (tsidx files). A bucket can be either replicated or searchable, depending on whether it has both types of files or only the rawdata file. A replicated bucket is a bucket that has been copied from one peer node to another for the purpose of data replication. A searchable bucket is a bucket that has both the rawdata and the tsidx files, and can be searched by the search heads. The types of files that exist in a bucket within a clustered index are:

Inside a searchable bucket, there is tsidx and rawdata. This is true because a searchable bucket contains both the data and the index files, and can be searched by the search heads1.

Inside a replicated bucket, there is both tsidx and rawdata. This is true because a replicated bucket can also be a searchable bucket, if it has both the data and the index files. However, not all replicated buckets are searchable, as some of them might only have the rawdata file, depending on the replication factor and the search factor settings1.

The other options are false because:

Inside a replicated bucket, there is only rawdata. This is false because a replicated bucket can also have the tsidx file, if it is a searchable bucket. A replicated bucket only has the rawdata file if it is a non-searchable bucket, which means that it cannot be searched by the search heads until it gets the tsidx file from another peer node1.

Inside a searchable bucket, there is only tsidx. This is false because a searchable bucket always has both the tsidx and the rawdata files, as they are both required for searching the data. A searchable bucket cannot exist without the rawdata file, as it contains the actual data that the tsidx file points to1.

According to the Splunk Enterprise User Authentication and Authorization Guide, effective user management during deployment planning involves identifying how users will authenticate (native, LDAP, or SAML) and defining what roles and capabilities they will need to perform their tasks.

However, counting or analyzing the number of users who appear in Splunk log events (Option C) is not part of user management planning. This metric relates to audit and monitoring, not access provisioning or role assignment.

A proper user management plan should address:

Authentication method selection (native, LDAP, or SAML).

User mapping and provisioning workflows from existing identity stores.

Role-based access control (RBAC) — assigning users appropriate permissions via Splunk roles and capabilities.

Administrative governance — ensuring access policies align with compliance requirements.

Determining the number of users visible in log events provides no operational value when planning Splunk authentication or authorization architecture. Therefore, this task can be safely disregarded during initial planning.

References (Splunk Enterprise Documentation):

• User Authentication and Authorization in Splunk Enterprise

• Configuring LDAP and SAML Authentication

• Managing Users, Roles, and Capabilities

• Splunk Deployment Planning Manual – Security and Access Control Planning

This is the fall-back method for Splunk if .delta replication fails during knowledge bundle replication. Knowledge bundle replication is the process of distributing the knowledge objects, such as lookups, macros, and field extractions, from the search head cluster to the indexer cluster1. Splunk uses two methods of knowledge bundle replication: .delta replication and .bundle replication1. .Delta replication is the default and preferred method, as it only replicates the changes or updates to the knowledge objects, which reduces the network traffic and disk space usage1. However, if .delta replication fails for some reason, such as corrupted files or network errors, Splunk automatically switches to .bundle replication, which replicates the entire knowledge bundle, regardless of the changes or updates1. This ensures that the knowledge objects are always synchronized between the search head cluster and the indexer cluster, but it also consumes more network bandwidth and disk space1. The other options are not valid fall-back methods for Splunk. Option A, restarting splunkd, is not a method of knowledge bundle replication, but a way to restart the Splunk daemon on a node2. This may or may not fix the .delta replication failure, but it does not guarantee the synchronization of the knowledge objects. Option B, .delta replication, is not a fall-back method, but the primary method of knowledge bundle replication, which is assumed to have failed in the question1. Option D, restarting mongod, is not a method of knowledge bundle replication, but a way to restart the MongoDB daemon on a node3. This is not related to the knowledge bundle replication, but to the KV store replication, which is a different process3. Therefore, option C is the correct answer, and options A, B, and D are incorrect.

1: How knowledge bundle replication works 2: Start and stop Splunk Enterprise 3: Restart the KV store