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ISO-9001-Lead-Auditor Exam Dumps - PECB ISO 9001 Questions and Answers

Question # 54

Scenario 2:

Bell is a Canadian food manufacturing company that operates globally. Their main products include nuts, dried fruits, and confections. Bell has always prioritized product quality and has maintained a good reputation for many years. However, the company ' s production error rate increased significantly, leading to more customer complaints.

To increase efficiency and customer satisfaction, Bell implemented a Quality Management System (QMS) based on ISO 9001. The top management established a QMS implementation team comprising five middle managers from various departments, including Leslie, the quality manager.

Leslie was responsible for assigning responsibilities and authorities for QMS-related roles. He also suggested including a top management representative in the QMS team, but top management declined due to other priorities.

The team defined the QMS scope as:

" The scope of the QMS includes all activities related to food processing. "

Leslie established a quality policy and presented it to the team for review before top management approval. Top management also proposed a new strategy for handling customer complaints, requiring biweekly customer surveys to monitor customer perceptions.

Which of the following indicates that Bell has defined its quality objectives?

Options:

A.

Establishing a new strategy for handling customer complaints and requests

B.

Implementing a QMS to increase efficiency in the manufacturing process and customer satisfaction

C.

Establishing a QMS implementation team of middle managers from various departments

D.

Assigning responsibilities for QMS roles

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Question # 55

Select the term that best describes the purpose of retaining documented information in a quality management system to ISO 9001.

Options:

A.

To facilitate auditing for proof of conformity to the standard.

B.

To provide confidence in the effectiveness of the quality management system.

C.

To safeguard the integrity of the quality management system.

D.

To support the operation of the processes of the quality management system.

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Question # 56

Who would be defined as a witness during a witness audit?

Choose two of the following options:

Options:

A.

Someone with a qualification from the certification body

B.

An auditor

C.

An existing member of the audit team

D.

An assessor for the accreditation body

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Question # 57

In the context of a third-party management system certification audit, which two of the following statements are correct?

Options:

A.

The purpose of a Stage 2 audit is to certify an organisation to ISO 9001.

B.

The Stage 2 audit must be conducted by auditors who have never worked for the auditee

C.

The purpose of a Stage 2 audit is to evaluate the implementation of the auditee ' s management system.

D.

A Stage 2 audit evaluates how efficiently the organisation is implementing its management system

E.

The Stage 2 audit cannot include remote access to electronic site(s) that contain information relevant to the audit of the management system.

F.

The Stage 2 audit should include an opening meeting at the start of the audit and a closing meeting at the conclusion of the audit.

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Question # 58

Takitup is a small fabrication company that manufactures steel fencing, stairs and platforms for the construction sector. It has been certified to ISO 9001 for some time and has appointed a new Quality Manager. The audit plan during a surveillance audit is to cover the company’s improvement actions and the auditor asks to see the most recent management review meeting minutes.

Which two of the options would be relevant points for the auditor’s checklist for the audit?

Options:

A.

The date of the most recent management review meeting.

B.

Redundancies from the workforce due to poor performance.

C.

Increase in profitability due to a higher throughput of work.

D.

Improvements to the company pension scheme.

E.

Changes made to the quality system by the new Quality Manager.

F.

Introduction of a bonus scheme to increase productivity.

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Question # 59

When monitoring customer perceptions, which analysis is helpful to use?

Options:

A.

PEST analysis

B.

Market-share analysis

C.

Gap analysis

D.

Competitive benchmarking

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Question # 60

Will the auditee be subject to an audit follow-up if a minor nonconformity has been reported by the audit team leader in the audit conclusions?

Options:

A.

No, the auditee will be subject to an audit follow-up only if a major nonconformity is detected

B.

Yes, there should be an audit follow-up regardless of the type of nonconformities that are detected during the audit

C.

No, the audit team should suggest a recommendation only, in which it suggests an adequate corrective action for the nonconformity

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Question # 61

(When raising a non-conformity during an audit, which two of the following items should you include in the non-conformity statement?)

Options:

A.

The name of the person (auditee) responsible for the non-conformity

B.

A target time to implement the corrective action

C.

The name of the technical expert of the audit team that confirmed the existence of the non-conformity

D.

A description of or reference to audit criteria

E.

Relevant audit evidence

F.

Action the auditee has to implement to eliminate the non-conformity

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Question # 62

Confidence in the audit process and its ability to achieve its objectives depends on the competence of those involved in performing audits:

According to ISO 19011, select the two participants who need to be competent in performing audits.

Options:

A.

Auditor(s)

B.

Auditee

C.

Guides

D.

Observers

E.

Translators

F.

Audit team leaders

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Question # 63

You will perform a third-party initial audit of ABC, a car manufacturer located on the outskirts of São Paulo, Brazil.

ABC is a local branch of an American car manufacturer that wants to introduce a new model, the GX-1, into the Brazilian market. In your audit plan, you included a two-hour interview with the Production Engineering department to audit clause 8.3 of ISO 9001.

When you sent the audit plan to ABC for their review, ABC said, “There is no need for that interview because the design of the model GX-1 was made in the USA, and we did not participate in that process.”

Millions of cars have already been sold in the USA and the Far East with fantastic success.

Which one of these potential actions is acceptable?

Options:

A.

Maintain the interview with the Production Engineering Department to verify if the car design has been verified and validated in the USA, as required in clause 8.3.

B.

Accept the comment and remove from the audit plan the interview to the Production Engineering Department since 8.3 Design is not applicable.

C.

Maintain the interview with the Production Engineering Department to check if the car specifications to be used in Brazil have been verified and validated by ABC in Brazil.

D.

Maintain the interview with the Production Engineering Department, to check whether the cars manufactured in Brazil meet the GX-1 design specifications already developed in the USA.

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Exam Name: QMS ISO 9001:2015 Lead Auditor Exam
Last Update: Jul 10, 2026
Questions: 267
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