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ISO-45001-Lead-Auditor Exam Dumps - PECB ISO 45001 Questions and Answers

Question # 14

Whistlekleen is a national dry cleaning and laundry organization with 50 shops. You are conducting an OHSMS surveillance audit of the head office and are sampling health and safety performance monitoring. You find that 80 per cent of incident originate from five shops in the same region. Most of these relate to staff and customer feeling unwell due to breathing in the pungent atmosphere. Some required to be hospitalized. The OHS Manager tells you that these are the oldest shops in the organization. The cleaning equipment emits Volatile Organic Compounds (VOCs) and needs replacing but the organisation cannot afford it at the moment.

You raise the following nonconformity against clause 10.2 of ISO 45001.

‘’The organization failed to act after incidents in the five old shops involving the release of VOCs from laundry operations, which resulted in injury in some instances. The equipment used was not capable of consistently operating to the required level of safety’’

Select one of the options which would constitute the most effective corrective action for the nonconformity.

Options:

A.

Display on emergency phone number in a prominent place to ensure that injured workers and shoppers

B.

Evaluate and update the Personal protective equipment (PPE) requirements for employees working with strong chemicals such as face masks and gloves.

C.

Reassess the OH and S risks associated with the laundry process in the five old shops.

D.

Review the current safety procedures related to handling and use of chemicals In the laundry process to ensure their effectiveness.

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Question # 15

Showitoff is an organisation spcialising in the design and production of wall decorating material for the domestic market. During an ISO 45001 certification audit of the site, the auditor comes across an open, walled area just outside the maintenance department. It contains various scraps of wood and metal as well as several rusty components. Several heavy concrete beams are learning against a thin brick wall in which cracks are visible. When asked about it, the OHS Manager states that he presume that the material come from maintenance work, so it is the Maintenance Manager’s responsibility.

The auditor interviews the Maintenance Manager in his department. He asks about the area outside and is told that it contains some excess materials that the Manager likes to keep in case they come in handy at some stage. The auditor points out that the wall appears to be unstable collapse at any moment. The Maintenance Manager is not aware of such a situation.

Which three statement represent good audit practice?

Options:

A.

The auditor should advice the organisation to get rid of the walled area.

B.

The audit should ask the Maintenance Manager to conduct a safety survey.

C.

The audit should check the lines of communication between the OHS Manager and maintenance Manager.

D.

The auditor should check whether the organization has identified the safety hazards associated with the walled area.

E.

The auditor should consider surveying more areas of the site for other potentially unsafe situations.

F.

The audit should demand that the Maintenance Manager deals with the wall.

G.

The audit should raise a nonconformity against ISO 45001.

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Question # 16

" An audit finding is the result of the evaluation of the collected audit evidence against audit criteria.

Evaluate the following potential formats of audit evidence and select the two that are acceptable.

Options:

A.

Statements by a worker that cannot be verified

B.

Unsigned hand-written changes to test results

C.

An audio recording of a dialogue between the OHS manager and a line worker

D.

Documented information on results of OHS site inspections

E.

Observation of video recorded before the audit started demonstrating the performance of a hazardous activity

F.

Statement of facts by the OHS manager "

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Question # 17

You are an audit team leader conducting an ISO 45001 Stage 2 audit of a nautical college that provides courses for those working in the maritime sector. The College Principal is absent, and the Deputy Principal represents top management.

At the closing meeting attended solely by the Deputy Principal, you inform him that you have found numerous gaps in the OHSMS processes which constitute poor planning and control of the OHSMS. Your team raises a large number of findings including major nonconformities, minor nonconformities, and opportunities for improvement.

Select three of the options which would represent major nonconformities from the evidence described.

Options:

A.

College staff members were not consulted by an external OH and S consultant who was appointed to plan, establish, and maintain the OHSMS.

B.

Fire Marshalls had not been appointed to manage emergency response in the event of a fire breaking out at the college.

C.

No internal audits of the OHSMS had been conducted because the report from the consultant appointed to plan, implement, and maintain the internal audit programme was not complete.

D.

Rainwater dripping from the ceiling in a corridor presented a slip hazard with no mitigating action being taken.

E.

Some of the college staff did not wear personal protective equipment (PPE) during fire drills.

F.

Student Union representatives were unaware of the OH and S policy of the college.

G.

Students were not given OH and S safety training during their initiation to the courses being undertaken.

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Question # 18

You are an audit team leader who has been asked by the certification body to attend a regional conference given by OH and S representatives. You find the presentations informative, particularly the one that has just finished, which focused on what organisations were doing to adapt work to workers.

When the opportunity for questions arises, you ask the presenter to give you examples of what his own organisation had done to adapt work to workers. He provides the following responses.

Which three are actual examples of adapting work to workers?

Options:

A.

Ensuring only competent workers are employed in key roles.

B.

Providing work instructions by video to an organisation where workers speak different languages and no subtitles are provided.

C.

Giving workers the opportunity to stand for election to the organisation ' s health and safety committee.

D.

Providing those who spend the majority of their working days on their computers with frequent breaks.

E.

Keeping welfare facilities clean and available for use at all times.

F.

Amending a control station to facilitate handicapped workers.

G.

Amending the start and finish times of processes to accommodate cultural practices.

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Question # 19

As the audit team leader, you are approached by an auditor in training during the lunchtime break. They advise you that the auditor to whom they have been assigned is, in their opinion, acting inappropriately. The auditor is alleged to have told the auditee " not to worry " about several clear nonconformities, has been rude to the auditor in training when they challenged this and has accepted two tickets for a football match as a thank you gift from the organisation.

How would you respond in this situation? Select three.

Options:

A.

Immediately remove the auditor from the audit team and replace the auditor with the auditor in training.

B.

Immediately terminate the audit and explain to the auditee that the audit will need to be rescheduled.

C.

Continue on as if nothing had happened, but make a mental note to deal with the issue on returning to the certification body ' s office.

D.

Thank the auditor in training for raising this and ask the auditor in training if they would like to accept the football tickets.

E.

Assess the risks posed to determining an accurate audit conclusion. If significant, contact the individual(s) managing the audit programme for further instructions.

F.

Ask the auditor in training for specific details and then call the auditor to a meeting to respond to the allegations that have been made.

G.

Tell the auditor in training that the auditor is highly experienced and therefore they must be mistaken in assuming he is at fault.

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Question # 20

As a third-party auditor, you must audit company ABC, which has agreed with the Certification Body that the scope will be " manufacture of food for domestic animals " . They have recently bought the company XYZ across the road, which can manufacture the packaging materials for their food products. They have implemented a single OHS management system (ISO 45001) for both plants. However, for marketing purposes, they want to certify the management system for the food manufacturing only. They argue that XYZ has the role of a supplier.

What would be your response? Select one

Options:

A.

Agree to perform the audit of the food manufacturing plant only. The new XYZ plant will be considered as one of ABC ' s suppliers.

B.

Agree to perform the audit if they commit to buy packaging material from a supplier other than XYZ.

C.

Agree to perform the audit if ABC commits to extending the scope of certification to the second plant in 12 months.

D.

Do not agree to perform the audit because the scope of certification cannot be narrower than the scope of ABC ' s management system.

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Question # 21

To verify information, auditors need to use a combination of open and closed questions.

In what two situations would you use a ' closed ' question?

Options:

A.

To obtain an overview of how a task is performed

B.

To establish communication with the auditee with a view to building trust

C.

To gain greater insight into the operation of a process

D.

To confirm conformity or a non-conformity finding

E.

To follow your audit trail

F.

To check that your understanding of a situation is correct

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Question # 22

You are an audit team leader conducting a Stage 2 audit of a Financial Services Provider. You are currently interviewing the organisation ' s Risk and Compliance Officer, who appears very competent when it comes to the management of business risks. As the Risk and Compliance Officer, she is also identified as having lead responsibility for the management of OH and S risk, and you are now seeking evidence that she understands the requirements relating to risk that are contained within ISO 45001. During your conversation, she makes the following six statements about risk within an ISO 45001-based OHSMS. Which four of his statements are correct?

Options:

A.

The organisation must attempt to identify and address every risk it faces.

B.

The effect of uncertainty (i.e. risk) can result in positive outcomes as well as negative ones.

C.

Although organisations are required to carry out risk management, the method by which they do so is up to them.

D.

Risk assessment is an activity that must be carried out by top management.

E.

The organisation is required to assess risks arising from OH and S hazards.

F.

Risk is often expressed as a combination of likelihood and impact.

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Question # 23

During discussions with the individual(s) managing the audit programme of a certification body, the OHS Manager of the client organisation asks that only one auditor is used for the audit duration to save on travel expenses.

Which two of the following responses should the individual(s) managing the audit programme make?

Options:

A.

Suggest asking the certification body management to consider the request.

B.

Advise the OHS Manager that the audit duration and team make-up is decided in line with the internal procedures of the certification body.

C.

Suggest that the OHS Manager chooses another certification body.

D.

Advise that his request will be considered and we will respond accordingly.

E.

Suggest asking the accreditation body management to consider the request.

F.

Advise the OHS Manager that his request can be accepted.

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Exam Name: PECB Certified OHSMS ISO 45001 Lead Auditor Exam
Last Update: Apr 15, 2026
Questions: 102
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